Open-End Funds

Increase Participation in the Voting Process.

Alliance Shareholder Communications (ASC) provides open-end fund complexes with best-in-class proxy solicitation services. Our pre-campaign research is the foundation for our strategic planning and client consultation which includes analyses of each fund’s shareholder base, their historical voting patterns, the types of proposals and the vote requirements. Our Mutual Funds Group has developed a scientific approach to call center management which includes campaign strategies, deep research, training, script development, data cleansing, householding, top listing and vote reporting. Through a mixture of proxy mailings, telephone calls and on-line applications, ASC has successfully obtained shareholder ratification for proposals including:

  • Investment Advisory Agreements
  • Change Investment Objectives
  • Advisory Fee Increases (12b-1 plans)
  • Mergers and Acquisitions
  • Articles of Incorporation

ASC will also construct an effective timetable of procedures to maximize shareholder support of the proposals while analyzing the cost benefits and voting impact of the implementation of Notice and Access. All of this intellectual capital and experience is supported by our state-of-the-art 125 seat call center for routing both inbound and outbound calls.

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About Us

Changing the Shareholder Communication Conversation

Alliance Advisors is a multi-faceted proxy solicitation and advisory firm that understands success lies in evolving with our clients and their needs.

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